概述

概述

课程列表

课程列表

  • Section I: Standards of Conduct in the Securities Industry 0/3

    • 课时1.1
      Chapter 1: Standards of Conduct and Ethics 34 分钟
    • 课时1.2
      Chapter 2: Ethical Decision Making 43 分钟
    • 课时1.3
      Chapter 3: The Canadian Regulatory Framework 32 分钟

  • Section II: Dealing With Clients in the Securities Industry 0/6

    • 课时2.1
      Chapter 4: Working With Clients 35 分钟
    • 课时2.2
      Chapter 5: Client Discovery and Account Opening 35 分钟
    • 课时2.3
      Chapter 6: Product Due Diligence, Recommendations, and Advice 35 分钟
    • 课时2.4
      Chapter 7: Trading, Settlement, and Prohibited Activities 41 分钟
    • 课时2.5
      Chapter 8: Maintaining Client Accounts and Relationships 41 分钟
    • 课时2.6
      Chapter 9: Putting it All Together 27 分钟

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