chapter 3
Which of the following statement regarding national registation database is corrtect?
A, NRD is a web-based system that file registration electronically for mutual fund salespersons and investment advisors.
B,NRD is a web-based system that file registration for investors’ account open request
C, NRD is designed for registrants to file separate registration forms in each juristiction of provinces.
D, NRD only permits regulators to verify registration status in specific provincial juristiction
系统显示正确答案是A。 老师，我认为正确答案应该是C, 因为A 描述不全面。请指正。谢谢
同学，你好：
答案是A。National registration database是给投资顾问和互惠基金的销售注册用的。C不正确，因为”The NRD is designed
to enable a single electronic submission to satisfy all jurisdictions in Canada, rather than a registrant having to file
separate registration forms in each jurisdiction. “所以，注册只需要提交一次，而不是在每个省都要提交。
下次有问题可以直接私信世达助教。
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