学员提问:CFA L1 Ethics 问题
Compared to complying with laws and regulations, complying with a code of
ethics:
A. is considered a lower standard.
B. often involves more judgment.
C. includes compliance with all laws and regulations.
1个回答
答案:B
解释:A code of ethics is considered a higher standard of behavior as it goes beyond simply legality of behavior. Compliance with the ethical principles of a code of ethics often requires judgment in balancing the interests of various stakeholders and consideration of short-term effects with longer-term effects of decisions. Some behavior that is illegal, such as civil disobedience or “whistle-blowing,” is considered to be ethical behavior by many.
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